Business Continuity Statement

Wilbanks Securities and Affiliates

Business Continuity Statement

Wilbanks Securities Inc. (WSI) Business Continuity Plan (BCP) is designed to enable the firm to continue its operations in the event of internal or external significant business disruptions. The BCP address the following items:

• Data back-up and recovery assessments

• Financial and operational assessments

• Alternative communications with our customers and employees

• Alternative physical location of employees

• Critical business partners and service providers

• Communications with our regulators

• Mission Critical Systems

• Providing customers access to their funds/securities

Clients should be aware that WSI’s BCP is subject to modifications and that updated plans will be promptly posted on our website.